As Prospects of Arms Control Wane, The Rise of Nuclear Risks

Published in Hindustan Times on March 9, 2022

New uncertainties surround the outcome of war in Ukraine. Will President Vladimir Putin further tighten military pressure or accept assurances about Ukrainian neutrality? Will he settle for a corridor to the Crimean Peninsula or insist that Kiev falls?   

Whichever way the conflict ends, one outcome is clear – nuclear weapons are here to stay and any prospects for nuclear arms control and nuclear disarmament have receded further.  

In 1991, when the Soviet Union broke up into 15 independent sovereign republics, Russia became the successor state to the former Union of Soviet Socialist Republics (USSR). A key challenge was that in addition to Russia, three republics hosted Soviet nuclear weapons on their territory, Belarus, Kazakhstan and Ukraine. Ukraine had the largest nuclear infrastructure with missile factories and naval shipyards, with nearly 5000 warheads on its territory.

Semipalatinsk, the nuclear weapon testing site was in Kazakhstan. While the launch codes rested with the Russian leadership, there was significant nuclear expertise available among the local population.

The prospects of three new states claiming ownership of readymade nuclear arsenals and stockpiles of sizeable quantities of fissile material was a nightmare scenario for the both President Bill Clinton and President Boris Yeltsin. The Nuclear Non-proliferation Treaty (NPT), concluded in the late 1960s, had originally been given a lifespan of 25 years and in 1995, a decision was due regarding its future.

The rub was that the NPT only recognised countries that had done a nuclear test before January 1, 1967 as nuclear weapon states, a definition that covered five countries – the United States (US), the United Kingdom (UK), France, China and Russia as the successor to the USSR) – that conveniently happened to be the permanent members of the UN Security Council, wielding veto power. Neither were these five willing to allow new countries in; nor did Russia and China like the idea of new nuclear neighbours.

A massive political and diplomatic effort was mounted, led by the US, with Russia and the Europeans adding their efforts, to get the three to voluntarily renounce nuclear ambitions, return the weapons to Russia and accede to the NPT as non-nuclear weapon states. The International Atomic Energy Agency (IAEA) audited the nuclear sites and facilities, closing down some and bringing others under permanent inspections, thereby certifying to their denuclearisation. While Belarus and Kazakhstan fell into line, in Ukraine the issue provoked an internal debate as it also produced the SS-24, a 3- stage solid fuel MIRVed ICBM with 10 warheads and a range of 10000 kms.

The combination of saam, daam, danda, bhed (by whatever means possible) eventually worked. At a conference in Budapest in December 1994, three identical Memorandum on Security Assurances were signed relating to the accession of Belarus, Kazakhstan and Ukraine to the NPT and the three depositary states of the NPT, the US, the UK and Russia, provided security assurances in return. Similar assurances were also provided separately by France and China. These included respecting the independence and sovereignty, refraining from interference or any threat to use force and seeking UN Security Council action in case any of the three countries were subjected to any aggression.

In May 1995, the NPT was extended indefinitely and unconditionally.

In 2014, following the annexation of Crimea by Russia, the question of Russian violation of the Budapest Memorandum came up. Russia claimed that what had taken place in Crimea was a “revolution”; a referendum in Crimea had declared independence and voted to join Russia. Russia was not obliged to force people to stay in Ukraine against their will and further accused the US of interfering in Ukraine’s internal affairs by instigating the Euromaidan protests that led to the fall of the government. US legal experts pointed out that since it was a Memorandum and not a treaty, the obligations were declaratory in character.

Hardly surprising then that addressing the Munich Security Conference last month, Zelensky bemoaned the fact that Ukraine had given up its nuclear weapons in returns for security assurances that never materialised and wondered aloud if Ukraine should withdraw from the Budapest Memorandum.

Warning the NATO to stay out of the Ukraine conflict, Putin warned of “never encountered consequences” and days later, on February 27, announced that “the deterrence forces had been put into a special mode of combat service”. His spokesman explained that this was a reaction to deter any possible confrontation between NATO and Russian troops. Putin’s nuclear sabre rattling has been condemned in Europe and US called it “unacceptable escalation”.

Putin is hardly the first to engage in such theatrics. In 2017, US President Donald Trump warned North Korea with “fire and fury like the world has never seen” and North Korea responded by calling Trump “a dotard” threatening to hit Guam “enveloping it in fire”. Later, Trump described Kim Jong-un as “the rocket man on a suicide mission for himself and his regime” while North Korea “vowed to tame the mentally deranged US dotard with Fire”.

Interestingly, on February 27, former Japanese Prime Minister (PM) Shinzo Abe voiced the idea of Japan hosting US nuclear weapons, something that has been taboo in view of Japan’s three “Nos”: No development, No possession, and No introduction of nuclear weapons on its territory. The reason was a possible conflict of China over Taiwan. Though PM Fumio Kishida dismissed the idea, China reacted strongly blaming Japanese militarism and slamming such notions.

Growing nuclear rhetoric, together with new nuclear doctrines defining new roles for nuclear weapons are being explored by the major nuclear powers; however, other technologically capable countries are observing and will draw their own conclusions.

With receding prospects for arms control, nuclear risks in the 21st century are inexorably rising.

*****

Putin’s Moves Are Hardly ‘Chess Thumping’

Published in the Hindu on February 26, 2022

Diplomacy has retreated as the smouldering Ukraine crisis took a decisive turn this week.  On February 24, Russian President Vladimir Putin launched “special military operations” with the objective of “demilitarising Ukraine” but not “occupying” it. Just days prior to this, Russia had upped the ante by recognising the sovereignty of Peoples’ Republics of Donetsk and Luhansk, two of Ukraine’s eastern-most provinces and deploying Russian peace-keeping forces in these territories. A meeting between United States Secretary of State Anthony Blinken and Russian Foreign Minister Sergei Lavrov stands cancelled and the prospects of a summit between U.S. President Joe Biden and Mr. Putin evaporated into thin air.

The Russian actions have been strongly condemned and sanctions imposed by the U.S., the European Union (EU), the United Kingdom, Australia, Canada and Japan. After 1945, this is the second time that national boundaries are being redrawn by force; the first was the 1999 NATO air strikes on Serbian forces that led to the creation of Kosovo. Russian and Chinese protests about NATO undertaking “out of area operations” without UN Security Council approval carried little weight.

A crisis in the making

In the post-Cold War world that promised a rule-based liberal international order, clearly the message from Thucydides’ Peloponnesian Wars still held – “the strong do what they can and the weak suffer what they must”.

In 2022, Russia has fired the first shot but NATO is not blameless either. The Ukrainian crisis has been in the making for over a decade. After the fall of the Berlin Wall in end-1989, then U.S. Secretary of State James Baker was meeting Soviet President Mikhail Gorbachev in Moscow in February 1990 to help ease the way for German unification. He assured Gorbachev that NATO understood the “need for assurances to the countries in the East”, adding that even with Germany a part of NATO, “there would be no extension of NATO’s jurisdiction one inch to the east”.

By end-1991, USSR had broken up into 15 countries; Gorbachev faded into history and a change in the White House was under way. Rather than look for a new European security framework, the newly independent Baltic and central European states sought security in a U.S.-led NATO. The old caution that the cost of expansion goes up as it reaches closer to the Russian border was discarded and NATO adopted an ‘open door’ policy.

Beginning in 1999, NATO has added 14 new members in stages. At the NATO summit in 2008, at U.S. President George Bush’s urging, an in-principle opening for Ukraine and Georgia was announced though France and Germany, conscious of Russian concerns, successfully opposed defining a time frame. It was a bad compromise and the damage was done.

Later that year, Russia intervened in Georgia on the grounds of protecting the Russian minorities and took over the northern provinces of Abkhazia and South Ossetia. In 2014, following the Euromaidan protests against the pro-Russian President Yanukovich, Putin annexed Crimea. For Russia, Crimea is vital as the peninsula hosts Russia’s Black Sea fleet providing it access to the Mediterranean and its bases at Latakia and Tartus in Syria. At the same time, pro-Russia separatists, assisted by Russian mercenaries, created autonomous regions in the Donbas region.

Despite no timeline for membership, Ukraine was made a NATO Enhanced Opportunity Partner in 2020. British and U.S. warships’ presence in the Black Sea began to increase. In 2019, U.K. entered into a cooperation agreement with Ukraine to develop two new naval ports, Ochakiv on the Black Sea and Berdyansk on the Sea of Azov, a move that Russia saw as potentially threatening.

Clearly, Mr. Putin’s grievances – beginning with NATO’s bombing of Serbia in 1999, interventions in Afghanistan, Iraq and Libya and colour revolutions to engineer regime changes, U.S.’ unilateral withdrawal from the ABM Treaty in 2002 coupled with missile defence deployments in Poland and Romania that Russia perceived as offensive, were accumulating.

Faltering Euro-diplomacy

France and Germany initiated talks between Ukraine and Russia under the Normandy format leading to the Minsk agreements, in 2014 and 2015. The first was for a ceasefire between Ukraine and the Russian-backed separatists and the second was between Ukraine, Russia, the two separatist regions of Luhansk and Donetsk and the Organisation for Security and Co-operation in Europe (OSCE). Supportive declarations by France and Germany were intended to address Russian security concerns. Ukraine undertook to introduce certain constitutional amendments to provide a degree of autonomy to the two provinces and Russia was to assist in withdrawal of all foreign forces. However, neither side implemented and positions have only hardened since.

In the intense diplomacy during the last six weeks, particularly the back-to-back visits by French President Emmanuel Macron and German Chancellor Olaf Schulz to Moscow and Kiev, there was talk of reviving the Normandy format. Ukrainian President Volodymyr Zelensky was not in a mood to oblige with over 150000 Russian troops poised on his border and Mr. Putin was looking for his own face saver. Mr. Macron has a difficult re-election coming up in April and Chancellor Schulz had already been criticised for being soft on Russia because of energy dependency.

Mr. Biden faces a critical mid-term election in November that could see the Senate shift to Republican control and had already faced considerable flak for the messy withdrawal from Afghanistan last year. His aim was to ensure trans-Atlantic unity in NATO. Russian threatening moves made NATO members, especially the Baltic states (Estonia, Latvia and Lithuania) and the central Europeans like Poland and Romania, especially nervous. Finally, NATO remained united but unable to provide an off-ramps solution.

Putin’s chess gambit

With a military force of 200000 and an equal number of reserves, prudence dictates that Mr. Putin would not want to take over Ukraine. However, the separatist groups that currently control only part of the provinces of Luhansk and Donetsk would want to extend their territory beyond the current Line of Contact dividing the separatists and the Ukrainian forces.

Along the Black Sea coast, Russia could seek to extend a coastal corridor to the Crimean Peninsula. This would cement its hold on the Sea of Azov, giving it control over Mariupol and Berdyansk and restrict Ukraine to Odessa in the west.

Ideally, President Putin would have liked to bring about a regime change in Kiev but that seems unlikely now. Domestic troubles in Belarus have made President Alexander Lukashenko, in power since 1994, dependent on Russian support. Both countries announced that the 35000 Russian soldiers, in Belarus for joint exercises that concluded on February 20, would stay on for ‘training cooperation and inspections’. Russian military presence in Belarus puts pressure on the 65-mile long Suwalki corridor that constitutes the boundary between Lithuania and Poland and more importantly, separates Belarus from Kaliningrad, the Russian enclave on the Baltic Sea that hosts its Baltic fleet.

President Putin may claim victory in the near term but in the long term, he has overreached himself. NATO has been rejuvenated, the trans-Atlantic unity strengthened and Russia’s economic ties with Europe have been adversely impacted. Given Russia’s considerable foreign exchange reserves of nearly $640 billion, the sanctions imposed by the U.S. and EU may not hurt immediately but eventually will begin to bite, both the oligarchs and the common people. Worse, Russia will become more dependent on China, for political support as well as a market for its energy exports. This will eventually weaken its hand in central Asia.

Russians have been the greatest chess players and President Putin knows that a move on the chess board will close certain options while opening up others. The challenge is to constrain the adversary’s options while increasing one’s own options and space for manoeuvre. His actions this week may yield tactical gains but hardly pass the test for strategic victory.

*****

Putin is Forcing a Third Reordering of Europe

Published in Hindustan Times on February 9, 2022

2022 has begun on an ominous note with apprehensions of a war breaking out in the heart of Europe. The immediate provocation is the presence of at least 100,000 Russian soldiers engaged in ostensible winter exercises on the border of Ukraine and another 35,000 in Belarus. January witnessed frenetic diplomacy between the leaders of Russia, the United States (US), France, the United Kingdom (UK); meetings of the United Nations (UN) Security Council, North Atlantic Treaty Organisation (NATO), European Union (EU) and the Organisation for the Security and Cooperation in Europe (OSCE); and yet, tensions run high.

What is at stake is not only Ukraine but also the redrawing of Europe’s security map. The first reordering in the 20th century was in 1945, the result of an enormously destructive World War II. The United Nations was created. Respecting territorial boundaries of sovereign states and non-interference in internal affairs became the bedrock for preventing wars in Europe.

However, it was a bipolar world with two hegemons, the US and the then Union of Soviet Socialist Republics (USSR). Europe was divided. The Soviet Union-led military alliance (Warsaw Pact) dominated Eastern Bloc while West Europe came under NATO and US’ extended nuclear umbrella. Germany was bifurcated into an FRG (West) and GDR (East) with NATO-Warsaw Pact dividing line passing through the heart of Berlin.

The second reordering of Europe was peaceful and triggered by the coming down of the Berlin Wall in 1989 followed by the unification of Germany, East European and Baltic states coming out the Soviet shadow and finally, the break-up of USSR into Russia and 14 other independent countries in end-1991. The Warsaw Pact was dissolved. However, in Putin’s Russia, there is growing resentment that the second reordering exploited a weakened Russia. Convinced that the Western objective is to keep Russia down, President Putin is attempting a third reordering of Europe and Ukraine is the catalyst that has triggered the crisis. At its heart lies the question: Has the West reneged on its promise not to expand NATO?

In 1989, NATO consisted of 16 countries. After the Berlin Wall came down, US Secretary of State James Baker met Soviet leader Mikhail Gorbachev in February 1990, urging him to let East Germany go. Gorbachev declared that an eastward expansion of NATO was unacceptable. Baker suggested that in return for letting East Germany go, NATO’s military jurisdiction would not be expanded eastwards, an assurance reiterated by West German Chancellor Helmut Kohl the following day.

Months later, on September 12, 1990, the two Germanys and the four occupying powers of Berlin – France, the UK, the USA and the USSR signed the 2+4 agreement that no foreign forces or nuclear weapons would be stationed in Berlin or East Germany. This agreement cleared the way for German unification on October 3 and Germany has adhered to it.

During following months, Poland, Czechoslovakia and Hungary in East Europe, and Lithuania, Latvia and Estonia in the Baltics raised independent flags one after another. By December-1991, even Ukraine and Belarus had exited the Soviet embrace.

Russia became the successor state under President Boris Yeltsin and Gorbachev faded into history. Unable to forget the heavy yoke of the USSR, the newly independent states now wanted the West to guarantee their sovereignty against future Russian interventions.

During early 1990s, US remained conscious of the Baker-Gorbachev understanding. President Bill Clinton famously stated that the US would not draw a new line in Europe. He initiated a Partnership for Peace programme for all former Warsaw Pact countries. Even Russia joined and in 1997, a NATO-Russia Founding Act was signed.

Two years later, flush with victory in the Balkans with NATO now undertaking “out of area operations”, Poland, Hungary and Czech Republic were admitted to NATO, followed by seven more erstwhile Soviet bloc members in 2004 during George Bush years and two each during Obama and Trump periods, taking NATO membership to 30. The cautionary principle that had guided President Bush and his Secretary of State Baker that “the cost of expansion goes up as NATO moves closer to Russia” was forgotten in the intoxicating hubris of the US’ unipolar moment.  

The first warning signs came over a decade ago. At the Munich Security Conference in February 2007, President Putin raised the issue of security guarantees from the US and NATO. However, the 2008 NATO Summit Declaration opened the doors for Georgia and Ukraine. Months later, citing Georgian President Mikheil Saakashvili’s actions in South Ossetia as a grave provocation, Russia intervened and took over South Ossetia and Abkhazia.

In 2013, protests against the pro-Russian Ukrainian President Viktor Yanukovich led to the Russian annexation of Crimean Peninsula in 2014; here, Sevastopol hosts the Russian Black Sea naval fleet, providing it access to the Mediterranean Sea and Russian bases at Latakia and Tartus in Syria.

The fact is that Ukraine is not just any other East European nation; it has been part of Russia for over 600 years and last July, Mr. Putin authored an article, “On the Historical Unity of Russians and Ukrainians”, drawing very clear red lines.

Neither the US nor Russia wants a conflict. Europe is struggling for economic recovery. British Prime Minister Boris Johnson is facing domestic challenges, French President Emmanuel Macron has a difficult re-election in April and German Chancellor Olaf Schulz is yet to make his presence felt.  The frenetic diplomacy is proof that all key players are seeking a way out.

Putin has succeeded in focussing Western attention and laid down a set of demands for security guarantees from both the US and NATO. But he has also rejuvenated NATO. A reordering of the European security map is underway; the diplomatic challenge is to achieve it without a destructive war.

*****

The Mind and the State of Russia’s President

Published in the Hindu on February 1, 2022

In early January, there was a flurry of diplomatic activity beginning with talks in Geneva between United States Deputy Secretary of State Wendy R. Sherman and Russian Deputy Foreign Minister Sergei Ryabkov, shifting to Brussels for a North Atlantic Treaty Organisation (NATO)-Russia Council meeting on January 12, with the finale being the 57-member Organisation for Security and Cooperation in Europe (OSCE) meeting in Vienna the following day. The immediate provocation was the presence of 1,00,000 Russian forces, backed by heavy artillery, tanks and armoured personnel carriers on the Russia-Ukraine border generating apprehensions about an imminent invasion. The diplomacy has continued with meetings and phone calls at the highest levels. In the absence of any forward movement, the situation in Ukraine remains tense as analysts try to read President Vladimir Putin’s mind about Russia’s next move.

Russian problems

In 2008, the Bucharest NATO summit declaration offered an open-ended timeframe for membership to Georgia and Ukraine. Russia was quick to pick up the gauntlet. Months later, citing Georgian President Mikheil Saakashvili’s actions in South Ossetia as a provocation, Russia intervened taking over the Georgian provinces of South Ossetia and Abkhazia.

As protests mounted in 2013 against Ukrainian President Viktor Yanukovych who was seen as pro-Russia, Russia annexed Crimea, legitimising it with an estimated 94% vote in a referendum in 2014. For the last seven years, the eastern provinces of Luhansk and Donetsk have seen a civil war with pro-Russian militias fighting the Ukrainian forces that has claimed over 10000 lives.

However, troubles come in multiples. Even as President Putin tries to dampen the Ukrainian tilt to the West, he has had to shore up Belarus President Alexander Lukashenko whose move to get a sixth term in office sparked widespread protests, creating new uncertainty on Russian borders.

In the South Caucasus, fighting had broken out between Azerbaijan and Russian treaty ally Armenia over the disputed area of Nagorno-Karabakh. In end-2020, Russia brokered a ceasefire that has proven to be tenuous. Turkish President Recip Tayyip Erdogan has been expanding his regional role and provided vital military support to enable Azerbaijan to gain the upper hand. In Ukraine too, Turkey has sold drones and other military hardware to bolster President Volodymyr Zelensky’s ability to resist Russian advances. All this even as President Erdogan engages with Russia in the Astana process on Syria and is a client for the S-400 missile defence system.

In Central Asia in early January, protests against the fuel price increases in Kazakhstan led to violence, prompting President Kassym-Jomart Tokayev to issue shoot-at-sight orders to the security forces. Mr. Tokayev took over in 2019 from Nazarbayev who had ruled for 29 years but public protests forced him to resign. However, he remained influential, as Chair of the National Security Committee, controlling the defence, intelligence and police sectors through his loyalists. He has since quit and his right-hand man, former Prime Minister Karim Massimov was sacked as head of National Security Committee and arrested for treason. Mr. Tokayev also reached out to Mr. Putin and for the first time since it was set up in 2002, the Collective Security Treaty Organisation (CSTO) has sent a Russian led 4000 strong military contingent to restore law and order and protect key government facilities. CSTO was a Russian initiative and includes Armenia, Belarus, Kazakhstan, Kyrgyzstan and Tajikistan.

Notwithstanding the multiple eruptions in its borderlands, Russian Foreign Minister Sergei Lavrov captured the Kremlin sentiment when he described the former Soviet territories not as “free, sovereign and liberated nation-states” but as “territories that lack ownership.”

Seeking lost glory

In a sense, Presidents Biden and Putin are both seeking to rewrite history. The U.S. would like a return to the 1990s, its unipolar moment when it set into motion the eastward expansion of both NATO and the European Union as the instrument for ensuring European security. It engaged Russia through NATO’s Partnership for Peace that grew into the NATO-Russia Council with over two dozen working groups covering arms control, non-proliferation, counter-terrorism, logistics, peacekeeping, civil emergencies etc.

Mr. Putin thinks differently. He considers the break-up of the USSR the biggest tragedy of the 20th century and has called the eastward expansion of NATO that added 14 new Baltic and Central and East European member states (in stages) an existential threat. At the 2007 Munich Security Conference, Mr. Putin raised the issue of security guarantees for Russia for the first time. He has also described the protest movements (colour revolutions) in former Soviet republics as Western attempts at bringing about regime change. He seeks to push back NATO and restore Russian stature and influence to what USSR enjoyed during the bipolar era.

On December 17, Russia had presented two parallel drafts on security guarantees with the U.S. and NATO. These included a prohibition on any further NATO expansion, removal of all U.S. nuclear weapons from Europe and U.S. troops to be restricted to NATO territory prior to the expansion as in 1997. These would also have curtailed U.S. naval vessels from the Black Sea, Barents Sea in the north and the Okhotsk Sea in the east. These demands were dismissed by the U.S. as “non-starters”; in turn, it proposed talks on arms control, missile deployments, constraints on military exercises and confidence-building.

While declaring that “Russia had no intention to invade Ukraine”, Russian Deputy Minister Ryabkov reiterated that “Ukraine must never, never, never join NATO” and warned of “military and technical consequences that could put European security at risk.” Ms. Sherman maintained that “NATO’s open-door policy was non-negotiable” while Washington hinted at crippling economic and trade sanctions if Russia intervened in Ukraine. The talks in Geneva, Brussels and Vienna ended in a stalemate and brinkmanship continues.

Risks of over-reach

On January 14, over 70 Ukrainian government sites were subjected to a cyber-attack with a warning ‘Be Afraid, Prepare For The Worst’; Ukraine has attributed it to Russia. The same day, White House Press Secretary Jen Psaki disclosed intelligence that Russia had pre-positioned special forces and operatives to undertake false flag operations in eastern Ukraine, warning Russia against using it as a pretext for intervention. On January 27, Mr. Biden said he expects Mr. Putin to make a move in February.

In the recent past, former U.S. President Donald Trump was calling NATO a drain on the U.S. and French President Emmanuel Macron had called NATO “brain-dead”. While U.S. President Joe Biden has sought to rebuild alliances, the messy withdrawal from Afghanistan left NATO allies doubting long term U.S. commitments. Barely six months ago, France recalled its Ambassador from Washington, protesting against the creation of AUKUS (a trilateral security pact between Australi, the United Kingdom and the U.S.) that led Australia to cancel its multi-billion submarine deal with France. There were fewer and fewer NATO candidates ready to host U.S. nuclear weapons. The 2008 declaration about expanding NATO to include Georgia and Ukraine was seen as a rash promise that NATO was keen to forget. Even Russia’s takeover of Crimea had been overlooked. But Russian actions in Ukraine have revived NATO, giving it a new lease of life by restoring its original purpose.

On China

The U.S. focus on China and the Indo-Pacific was an opening that Russia sought to exploit but Mr. Biden cannot afford to ignore Europe or be accused of appeasing Russia. Mr. Putin is shrewd enough to know that shifting U.S. focus away from China can’t be in Russian interest; it makes Russia more dependent economically on China because Nord Stream 2 gas pipeline remains frozen and sanctions isolate it from European markets. Further, it gives China a free hand to expand its influence in Central Asia. An overtly antagonistic relationship with U.S. and Europe may also limit Russian options in West and South Asia.

Ultimately, a war in Ukraine is something that neither Russia nor the U.S. want. Both need a way out of the escalatory spiral. The recent talks have brought Russian concerns about NATO’s eastward expansion centre-stage. Now Mr. Putin has to decide which is a greater challenge – a liberally oriented Ukraine or confrontation with a rejuvenated NATO together with an unconstrained China. The choice is clear.

*****

Redefining India’s Role In Afghanistan

Institute Of South Asian Studies (NUS)

November 23, 2021

The return of the Taliban had been in the making for a decade. Convinced that it has come to power through military means, the Taliban does not feel the need to form an inclusive government. Unlike other neighbouring countries, India had been hesitant in exploring engagement with the Taliban and ended up withdrawing from the country. However, it has legitimate interest in the stability of Afghanistan and enjoys goodwill among all communities.

Introduction

The Third Regional Security Dialogue on Afghanistan, at the level of National Security Advisers (NSAs) was hosted by Delhi on 10 September. An Iranian initiative, the first two meetings of this forum were held in Tehran in 2018 and 2019. NSAs from Iran, Kazakhstan, Kyrgyzstan, Russia, Tajikistan and Turkmenistan responded positively to Indian NSA Ajit Doval’s invitation. There were two significant no-shows. Pakistani NSA Moeed Yusuf had publicly rejected the invitation, stating that “a spoiler (India) can’t be a peacemaker” while the Chinese authorities cited “scheduling difficulties”. Given the state of relations with Pakistan, the rejection was expected. Chinese absence suggests that China’s Afghanistan policy will continue to be guided and shaped by Pakistan. No one from Afghanistan was invited.

The Delhi Declaration[1] issued at the conclusion of the NSAs meeting was along predictable lines. It “condemned” the recent terrorist attacks in Kunduz, Kandahar and Kabul and reaffirmed a shared commitment to ensuring that “Afghanistan would never become a safe haven for global terrorism”. It stressed the need for “an open and truly inclusive government” and ensuring the “rights of women, children and minority communities”. While emphasising a central role for the United Nations and underlining the need for urgent humanitarian assistance, it reiterated that this be distributed across the country “in a non-discriminatory manner” through “unimpeded, direct and assured access”. The Declaration sought collective cooperation in tackling extremism and drug trafficking in the region.

This paper suggests that the basic message of the meeting was that though India no longer has a presence on the ground (India had withdrawn its personnel and shut down its embassy on 17 August, two days after the fall of Kabul), it has legitimate political and strategic interests, something the Central Asians, Iran and Russia acknowledged. The United States (US) Special Representative Thomas West also visited Delhi for ongoing bilateral exchanges on Afghanistan on 16 November 2021. Regular dialogue on Afghanistan continues with leading European nations and the European Union.

India’s Role Post-2001

Following the ouster of the Taliban regime in 2001, India returned to reopen its embassy. Indian presence had been scaled down in the early 1990s as Afghanistan gradually became a war zone due to the infighting between the Mujahideen groups. In 1996, the embassy was closed as the Taliban approached Kabul. Together with Iran and Russia, India supported the Northern Alliance, a resistance front against the Taliban led by the charismatic Ahmed Shah Massoud, operating from the Panjshir valley.

The hijacking of the Indian Airlines flight IC814 enroute to Delhi from Kathmandu in December 1999 that ended up in Kandahar led to protracted negotiations with the Taliban, hardening anti-Taliban perceptions in India. The 1990s had also witnessed ratcheting up of cross-border infiltration of trained militants into Kashmir.

In a post-Taliban Afghanistan, India found a welcoming environment with Northern Alliance leaders now holding key positions Though not a traditional donor, India became Afghanistan’s biggest regional development partner. During the last two decades, India committed nearly $3 billion (S$4.08 billion) towards humanitarian assistance, infrastructure development and rebuilding governance capacity with special focus on human resource development. A million tons of wheat, rebuilding hospitals, running half a dozen medical camps across the country providing prosthetics and undertaking minor surgeries were the major humanitarian projects. Power transmission lines enabling electricity import from Uzbekistan, road connectivity, a multipurpose hydel project, a machine tool workshop, TV uplink and downlink systems, a new Parliament building and cold storage units for local agricultural produce, were among the infrastructure projects.

Over a thousand Afghan students received scholarships every year for college and university education and nearly an equal number attended short term professional courses (like information technology, management and accounting) and basic skilling courses (refrigeration, electrical repairs, plumbing, carpentry etc). The United Nations Development Programme partnered with India for training Afghan civil servants. More than 60000 Afghans returned to help rebuild their country after completing their education in India. To strengthen local governance, India funded over 400 small development projects that were both proposed and implemented by local NGOs and district level officials. Special projects for skilling and reviving women’s enterprises were undertaken[2].

As a landlocked country, Afghanistan was dependent on Pakistan as Karachi was the only port it could access. India undertook a project to develop an alternative access route by developing Chabahar port in Iran and also built a 200-km highway in Afghanistan to help connect it to the Iranian border town of Zahidan. This was part of reviving Afghanistan’s traditional role as the crossroads between South and Central Asia and West and South Asia. Chabahar became part of this regional connectivity. India also spearheaded Afghanistan’s membership into SAARC.

In 2011, India became the first country with which Afghanistan signed a Strategic Partnership Agreement though Indian involvement in the security sector was minimal, largely due to US and NATO sensitivities as they were dependent on communication and supply lines through Pakistan. Gradually, as the Afghan army expanded, it began to make increasing use of Indian defence training establishments. In recent years, India has also supplied the Afghan forces with three helicopters. 

India’s development role was acknowledged by the Afghans and the international community. There was one exception – Pakistan – that tried hard to limit India’s role and presence. As Taliban insurgency grew, India was often targeted. Indians working on road projects were kidnapped and killed, guest houses where Indians stayed were often targeted and in 2008, there was a suicide attack on the Embassy in Kabul. Four Indians, including the Defence Attache and a senior diplomat were killed; the bombing also claimed over fifty Afghan lives. Intelligence pointed the finger at the Haqqani group that was later described by Admiral Mike Mullen in a briefing to the US Senate Armed Services Committee as “a veritable arm of the ISI”[3].

Return of the Taliban

Nobody could have predicted in 2001 that the US would be in Afghanistan for two decades or that its exit would be so ignominious. The searing image of Afghans falling off the C-17 Globemaster as it took off from Kabul will remain as abiding as those of the exit from Saigon in 1975. The tragedy is greater because the US went into Afghanistan with the support of the international community and its presence in Afghanistan was initially welcomed by all Afghans, except the Taliban. How did it go so wrong?

In December 2001, the Taliban sent an emissary to suggest a surrender to Hamid Karzai who was being tipped to head the transition in return for being allowed to stay in peace in Afghanistan but the US rejected it outright, assuming the Taliban had been eliminated. Even as the US got embroiled in Iraq, Taliban were regrouping in safe havens in Pakistan, reconstituting their cadres and re-establishing their financing links with Islamic charities. By 2006, the insurgency was back with increasing number of suicide attacks and IEDs, undermining the government and exploiting growing local disaffection.

The US kept insisting that it was not into nation-building but it pushed a new constitution, conducted elections, set up new judiciary, new army and police, in short, a completely new governance structure. The new constitution adopted the US model and centralised power in the presidency but the system lacked the checks and balances of a Congress, a judicial system, media and civil society structures. Corruption began to grow and governance suffered. There was lack of coordination among the donors as Germany took charge of the police sector, Italy of the judiciary and UK was given the counter-narcotics dossier. One example will suffice – after having spent tens of billions, Afghanistan today produces over 80% of the world’s illicit opium. The reason was that projects were funded based on reports by highly paid foreign experts who were totally divorced from Afghan ground reality.

Barack Obama came to power as US president, distinguishing Iraq as the “bad war” while Afghanistan was the “necessary war”. He announced a military surge to bring the insurgency under control but also announced that drawdown would begin 18 months later, leading to the Taliban joke, “You have the watches; we have the time.” The generals knew that it is impossible to defeat an insurgency that enjoys safe havens and sanctuary but it was an inconvenient truth. During the 1980s, the Mujahideen wore out the Soviets because the Soviets could not take the fight where the supply lines and the training camps were; the US forgot the lesson but the Taliban and the ISI did not.

The time was ripe to change the narrative. From a terrorist, the Taliban was first rebranded as an insurgent and now emerged as a political group. The opening of the Doha office in 2013 was the formal beginning of the legitimisation process. Various peace processes began, in Doha, Istanbul, Moscow and Islamabad. The final breakthrough came when US opened direct talks with the Taliban in 2018 and eventually capitulated to sign the 2020 Doha Agreement by committing to a withdrawal deadline in return for vague assurances about the Taliban cutting ties with Al Qaeda and other groups and engaging in a peace process with other Afghan sections. By committing the Kabul government to release over 5000 Taliban fighters held in custody, the US fatally undermined it. Even as US forces withdrew, the Taliban continued with their military advances occupying key districts and border check posts; the intra-Afghan talks remained at an impasse, unable to agree on an agenda.

Afghanistan President Ashraf Ghani’s flight from Kabul while the US was undertaking its evacuation process only ensured the peaceful fall of Kabul. It ended US’ longest war but for the Afghans, a new chapter of uncertainty and violence was just opening. The Taliban’s backers showed greater staying power while the supporters of the Kabul regime lost patience and quit.

Two days after the Taliban entered Kabul, India closed its Embassy and evacuated its personnel, leaving open the field to the Taliban, Haqqani network and the ISI.

A Regional Reset

While presenting the Doha agreement as a peace deal, an impression was generated that Taliban had changed into a moderate political entity. However, there has been little evidence. Their first decision was to replace the Islamic Republic with the Islamic Emirate of Afghanistan and bring back the old flag. There are some differences though. The Taliban of the 1990s was a politically unknown, militarily untested entity with a single leader, Mullah Omar. Today’s Taliban is politically known, with a decade of experience on the conference circuit in many capitals and a proven militarily entity, having waged a successful insurgency against the US. It is not as united though. The Amir ul Momineen Mullah Haibatullah has appeared only once at a madrassah in Kandahar on 30 October 2021 but no images or videos were permitted.

The Doha group that had been the public face led by founding member Mullah Barader appears to have been sidelined with Mullah Barader appointed as one of the two deputy prime ministers. News appeared about a showdown between him and the Haqqanis who have got the all-powerful Interior Ministry and intelligence as well as de-facto control of the eastern region of Afghanistan. Some of the old hard-line clerics have emerged as ministers but many of the military commanders who did the actual fighting are still waiting for the fruits of office to be able to keep control of their militias who are getting restive. There are reports that some of the more ideologically driven cadres are drifting towards the Islamic State-Khorasan (IS-K).

In addition, there are other groups too – Al Qaeda, IS -Khorasan, Uighurs (ETIM), Uzbeks (IMU), Tajiks (Khatiba Imam al Bukhari) and Pakistani groups like the TTP, LeT, JeM, Jamaat ul Ahraar, Lashkar-e-Islam and Lashkar-e-Jhangvi. Clashes have been reported between the IS-K and Taliban as the former mounted bomb attacks against Shias in Kunduz, Kandahar and Kabul. The Taliban may have promised Pakistan, China and Russia that they will prevent any attacks from Afghan soil but the foreign militants have set their sights outwards and are unlikely to choose peaceful retirement. In terms of ideology, all the groups share the Salafi-Jihadi ideology. Iran is watching carefully to see for any signs of persecution of the Shias as happened during the 1990s.

Taliban ideology may not have changed, Afghanistan certainly has during twenty years. Its population has gone up from 21 million in 2001 to 38 million; it is a young population with a median age of eighteen and a half years. More than two-thirds of the population is below 30 and has grown up in a conservative albeit open society with TV, mobile phones and a patchy internet. With growing urbanisation, number of people living in urban areas has gone up from 4.6 million to 9 million. Kabul has seen the biggest increase, from a city of about 700000 through the 1990s, it is today home to over 3 million Afghans straining the creaking urban infrastructure. All this poses governance challenges of a different order compared to the 1990s. There is no revenue stream to pay salaries. Reserves abroad have been frozen and pledges to provide humanitarian assistance have yet to materialise. With winter approaching, all of Afghanistan’s neighbours are concerned about an impending refugee influx.

For the last five years, Russia, China, Iran and Pakistan have been vocal in calling the US to leave describing its continued presence as the cause for violence and instability. With the US now out, the region is left with a highly unstable Afghanistan that is fast approaching a failed state.

Pakistan’s triumphalism was evident when the ISI chief Lt Gen Faiz Hameed made a highly visible visit to Kabul to resolve differences over power sharing among the different factions that enabled the announcement of the first cabinet list. The Haqqanis are now brokering a peace deal between Pakistan and the TTP with the latter demanding that they be allowed to govern their region in accordance with their version of the Shariah, something Pakistan finds difficult to accept.

As the old saying goes – be careful what you wish for, it may come back to bite you.

Conclusion

The Taliban are discovering that running an insurgency is easier than governing. They face multiple challenges – factionalism and disgruntled cadres, lack of resources and governance experience, tackling a hostile IS-K, a looming humanitarian crisis, potential pockets of resistance and an increasingly wary neighbourhood. They welcomed the Delhi Declaration though they were not invited and have repeatedly suggested that they would welcome the reopening of the Embassy by India. However, the Indian government is unwilling to take any chances given the influence of the Haqqanis, and by extension, the ISI. Nevertheless, unlike the West, India is part of the region and cannot disengage. It has responded to the humanitarian call by offering 50000 MT of wheat and urgent medical supplies. Pakistan has stated it would allow for overland transit as soon as modalities are finalised. Diplomatic engagement is likely to remain through Doha or at forums where Pakistan cannot veto Indian presence.

*****


[1] Delhi Declaration on Afghanistan, Ministry of External Affairs, 10 November, 2021, https://www.mea.gov.in/bilateral-documents.htm?dtl/34491/Delhi_Declaration_on_Afghanistan

[2]India and Afghanistan: A Development Partnership, Publication by Ministry of External Affairs, 2009 https://www.google.com/url?sa=t&rct=j&q=&esrc=s&source=web&cd=&cad=rja&uact=8&ved=2ahUKEwi6mJOAsqT0AhVExzgGHf83BccQFnoECAQQAw&url=https%3A%2F%2Fmea.gov.in%2FUploads%2FPublicationDocs%2F176_india-and-afghanistan-a-development-partnership.pdf&usg=AOvVaw2hYz62UgRkCa5a7Ekf7A4z  and India-Afghanistan: A Historic and Time Tested Friendship, 2019 https://www.google.com/url?sa=t&rct=j&q=&esrc=s&source=web&cd=&cad=rja&uact=8&ved=2ahUKEwi6mJOAsqT0AhVExzgGHf83BccQFnoECAQQAw&url=https%3A%2F%2Fmea.gov.in%2FUploads%2FPublicationDocs%2F176_india-and-afghanistan-a-development-partnership.pdf&usg=AOvVaw2hYz62UgRkCa5a7Ekf7A4z

[3]Elisabeth Bumiller and Jane Perlez, “Pakistan’s Spy Agency Is Tied to Attack on U.S. Embassy, The New York Times, September 22, 2011 https://www.nytimes.com/2011/09/23/world/asia/mullen-asserts-pakistani-role-in-attack-on-us-embassy.html