Nuclear Asymmetry and Escalation Dynamics

Publication for the Chao Track

Introduction
The nuclear shadow over India-Pakistan relations has certainly existed since May 1998 when both countries conducted a series of nuclear explosive tests and declared themselves to be nuclear weapon states. Many would argue that it existed even earlier. Some would date it to January 1972 when after the creation of Bangladesh, Prime Minister Zulfiqar Ali Bhutto convened Pakistan’s nuclear scientists announcing that the only guarantee for ensuring Pakistan’s territorial integrity was to develop nuclear weapons or even earlier to 1965 (after the 1965 unsuccessful war) when he famously declared that “we will eat grass if we have to, we will make the nuclear bomb” (1) . Others would link it to India’s Peaceful Nuclear Explosion in 1974 or US attempt at nuclear coercion during the 1971 war or even 1964 when China, which had inflicted a humiliating defeat on India in the 1962 border conflict, announced its entry on to the nuclear stage (2) .

References to the 1987 Operation Brasstacks crisis marks the first attempt at nuclear signalling; this was followed when the Kashmir crisis was escalating in May 1990, by the rushed visit of US Deputy National Security Adviser Robert Gates to Delhi and Islamabad after reports that Pakistan was moving its nuclear payloads out of Kahuta. However, since neither country was a declared nuclear weapon state at the time, such signalling had to be opaque and indirect. After 1998, there was a qualitative shift and both countries articulated their respective versions of their nuclear strategy or doctrines and subsequent crises had to factor the nuclear dimension in their messaging in a more explicit manner.

If there was a feeling that as declared nuclear weapon states, the Line of Control would stabilise, it was soon dispelled. Barely had the ink dried on the forward-looking Lahore Declaration and the MOU on nuclear confidence building measures, signed during Prime Minister Atal Behari Vajpayee’s historic visit to Lahore in February 1999, when the Kargil conflict erupted. The next crisis was the mobilisation of the Indian army at the international boundary in Op Parakram during 2002-03 in response to a terrorist attack on the Indian Parliament by a group of Lashkar-e-Tayba (LeT) and Jaish-e-Mohammed (JeM) militants in December 2001. Next came the terrorist attack in Mumbai by a group of LeT militants in November 2008. In 2014, Prime Minister Narendra Modi came to power and has since adopted a more muscular policy. Though there have been more terrorist attacks, two that often get highlighted are the JeM terrorist attack in September 2016 at an Army camp in Uri and the suicide attack using an SUV full of explosives against a convoy transporting para-military forces, in February 2019, also claimed by JeM.

In each case, both sides engaged in varying degrees of bellicose rhetoric; nuclear postures were factored into decisions taken, along with domestic factors and wider messaging. During these two decades, both countries have evolved their doctrines and developed greater capabilities. However, there is a degree of opaqueness about numbers and capabilities and also an asymmetry
in doctrinal approaches which means that only ‘reasonable’ inferences can be drawn about the rationales for decisions made.

Shaping of Nuclear Theology
Nuclear weapons have been used once, on 6th and 9th August 1945 in Hiroshima and Nagasaki respectively and at a time when only one country possessed nuclear weapons. Therefore no empirical data regarding nuclear escalation and use can be drawn from the theories of nuclear deterrence that were subsequently developed or their near failure on numerous occasions. These instances of near failure have been documented (3) and certainly make it clear that an element of luck also played a role in ensuring that the nuclear taboo has not been breached. Furthermore, the war gaming done has been on the basis of the arsenals of the two nuclear superpowers, US and Russia (or USSR) as it was during the Cold War. The doctrines of the US and USSR also evolved in a bipolar world and the ideas of nuclear deterrence and strategic stability reflected the political reality of the bipolar world.

Therefore, looking at the India-Pakistan nuclear doctrines and crises through the bipolar prism will only provide a partial picture at best. This challenge becomes greater because US and USSR reflected symmetry in terms of their nuclear arsenals once the USSR had caught up with the US. For India and Pakistan, the relationship is marked by asymmetry and further, it is not possible to see the equation in terms of a nuclear dyad. The reason for the latter lies beyond the India Pakistan tensions in the broader geopolitical shift from Euro-Atlantic to the Indo-Pacific which pitches many more nuclear actors in a crowded geopolitical space. Pakistan’s long-standing all-weather friendship with China has made it the reliable strategic partner in development of Pakistan’s conventional, nuclear and missile capabilities and China has had a long term strategic interest in forging this partnership. Return of major power rivalry brings Russia, US and North Korea into the region along with US’s treaty allies – Japan and South Korea. This region therefore hosts multiple dyads and each dyad can be linked to other nuclear actors, presenting a new challenge of seeking stability in a loosely linked nuclear chain (4)

Any nuclear doctrine must address two questions – role of nuclear weapons in addressing security threats; and the balance between explicit and ambiguous. These are political questions. In turn, the doctrine determines the nuclear posture – targeting, deployment, and finally employment. The doctrine also sends a message, to own citizens in terms of assurance and to adversaries.

Nuclear doctrine is part of security doctrine which is part of grand strategy. The term ‘grand strategy’ (5) is often used in terms of waging major wars but essentially, it is connecting the dots between ends (which keep expanding) and means (which are limited). The last example of a ‘grand strategy’ was ‘containment’ during the Cold War that was also a combat though without direct conflict. In actual practice, containment evolved far beyond political and economic containment and took on far stronger shades of military containment assuming a character quite different from how George Kennan had visualised it.

A grand strategy depends on a mix of factors – the historical experiences that have made India what it is, how India perceives itself, its civilizational, colonial and independence movement legacies, how Indian leaders visualise India’s future role, threat perceptions, resources and capabilities, regional and global developments, and international structures within which they shape India’s future. Similarly, Pakistan’s grand strategy will be based upon its sense of national identity which would seek to be distinct from India notwithstanding the shared civilisational roots, the experience of 1971 and the loss of a its eastern territory, a more dominant role of the military because of its political experiences and a leadership role in the Islamic world particularly since the 1970s. Unlike the US or USSR, neither country has formally articulated a grand strategy and that is one reason why historical narratives are becoming increasingly divergent.

Politics of Cold War
From 1945, it was clear that nuclear weapons are qualitatively different. Even today, the biggest conventional bomb is the GBU Massive Ordnance Air Blast with 11 MT of TNT equivalent; in comparison, Hiroshima was 15 kT or 15000 MT; and nuclear weapons today are many times larger in explosive yields. Broadly, there were two schools of ‘deterrence’ in the US. One was led by Bernard Brodie who believed that deterrence is automatic, it is ensured through retaliation because the one who instigates the attack cannot be certain that he has taken out the adversary’s entire nuclear arsenal. To Brodie is attributed the idea – “Thus far the chief purpose of our military establishment has been to win wars. From now on, its chief purpose must be to avert them” (6). The other was led by Albert Wohlstetter (7) who believed that deterrence works if there is assurance of massive retaliation which implies large arsenals, survivability and the assurance of a devastating second strike after facing a surprise attack (like a nuclear Pearl harbour). For Brodie, the risk of retaliation was an adequate deterrent while for Wohlstetter, it was certainty of retaliation with large numbers that was necessary. Looking at the nuclear arms race that followed when both the US and USSR accumulated over 65000 nuclear weapons between the two of them, it is clear that Wohlstetter carried the day.

This in turn gave rise to concepts of nuclear warfighting, flexible response, second strike, escalation dominance, countervalue and counterforce, survivability, compellence and prevailance. US and USSR were locked into a political and economic competition that was ideological and waged through a policy of ‘containment’ while the military competition was manifest in the nuclear arms race. In hindsight, the search for equivalence was meaningless, except in political terms. For example, in 1949, when USSR tested and declared itself a nuclear weapon state, the US had approx. 50 bombs and it would take 40 persons two days to assemble it. Till 1959, US had a centralised target planning approach and this was sought to be modified by President Eisenhower, leading to the Single Integrated Operational Plan (SIOP-1962) which envisaged the use of 3200 nuclear weapons in a pre-emptive strike and horrified President Kennedy when presented as the option during the 1962 Cuban Missile Crisis. At that time, US had an arsenal of 25540 devices and USSR had only 3346 but deterrence clearly worked (8). It nevertheless established the ground rule of mutual vulnerability and as USSR reached equivalence, it gave birth to the idea of managing the nuclear arms race in terms of equal numbers or the bean-counting approach to arms control.

Deterrence stability was underwritten by parity and mutual vulnerability (codified through the 1972 ABM Treaty). Arms race stability was sought to be achieved through arms control agreements like SALT, START, INF, and New START in 2010 though it did little to curb the nuclear arms race. Finally, crisis management stability was ensured through hotlines, nuclear risk reduction centres and early warning systems but these did not prevent some fairly close shaves, some inadvertent and some a result of misperception. During the 1970s, nuclear stability did not appear particularly reassuring and not many would have believed that the Cold War would end the way it actually did without a shot being fired, or that the nuclear taboo would last as long as it has done.

India’s Doctrine
India spelt out the elements of its nuclear doctrine in a paper tabled by Prime Minister Vajpayee in parliament shortly after the nuclear tests – Evolution of India’s Nuclear Policy (9). It made clear that India saw nuclear weapons not as weapons of war fighting but intended to address current and future nuclear threats through deterrence. This was followed by a draft paper circulated in 1999 to elicit wider discussion and then a more succinct and authoritative text that was released following a meeting of the Cabinet Committee on Security in January 2003 (10). The elements are:i. Building and maintaining a credible minimum deterrent, based on a triad;

ii. A posture of nuclear no-first-use and non-use of nuclear weapons against non-nuclear weapon states;
iii. Nuclear retaliation in response to a nuclear attack on Indian territory, or on Indian forces anywhere, to be massive and inflict unacceptable damage;
iv. Option of nuclear retaliation in response to a chemical or biological attack retained;
v. Continued observance of moratorium on nuclear tests;
vi. Participation in Fissile Material Cut-off Treaty negotiations;
vii. Ensuring strict export controls on nuclear and missile related materials and technologies;
viii. Continued commitment to the goal of a nuclear weapon free world through global, verifiable and non-discriminatory nuclear disarmament.

Since India’s doctrine makes it clear that India’s nuclear weapons are only to deter a nuclear threat or attack, India has to develop other capabilities to deal with threats of sub-conventional and conventional conflicts. By denying a war fighting role for nuclear weapons, India is able to duck temptations of an arms race with Pakistan (or China). Also, given the short distances which compress decision making time, it is not possible to make a distinction between ‘tactical’ and ‘strategic’ use of nuclear weapons. This is a departure from the US-USSR approaches which provided for 20-25 minute interval from mainland launch to mainland targets and these long-range vectors were considered ‘strategic’ and systems with ranges below 5500 kms were considered intermediate, medium and short range systems. Extended deterrence assurances to allies in Europe and Asia also introduced political compulsions for forward deployment of such weapons that were given a tactical or battlefield role. It also created the grounds for the nuclear arms race.

Pakistan’s Doctrine
Pakistan has attributed a different role for its nuclear weapons. It prefers to retain a degree of ambiguity claiming that it strengthens deterrence. It consistently maintains that its nuclear capability is India specific and therefore its size will be guided by India’s arsenal. While Pakistan also states that it will have a minimum credible deterrent (sometimes also called a minimum defensive deterrent), its role is to deter nuclear use by India and also act as an equaliser against India’s conventional superiority. Pakistan therefore rejects the idea of a no first use. This led Pakistan to declare four red lines which could trigger a nuclear response – were India to occupy a large part of Pakistan’s territory, to destroy a large part of Pakistan’s military, seek to strangulate Pakistan’s economy, or create political destabilisation.

This has since evolved to full spectrum deterrence as Pakistan developed short range systems for tactical use with the 60 km range Hatf IX or Nasr ballistic missile attracting considerable attention. This was flight tested in 2011 and according to statements by the Inter Services Public Relations Directorate (ISPR) “adds deterrence value to Pakistan’s Strategic Weapons Development programme at shorter ranges”. The Nasr could carry “nuclear warheads of appropriate yield with high accuracy” and is a quick response system with shoot and scoot capabilities (11).

Lt Gen Khalid Kidwai led the Strategic Plans Division for a long time and described Pakistan’s battlefield nuclear weapons, together with other longer range ballistic and cruise missiles, as measures for providing Pakistan with “full spectrum deterrence, including at strategic, operational and tactical levels” (12). Pakistan likens its doctrine of full spectrum deterrence while emphasising first-use, to NATO’s flexible response strategy during the Cold War to counter Soviet conventional superiority. Pakistan’s battlefield nuclear weapons are designed to ensure that India cannot embark on a limited conventional operation as it would breach Pakistan’s nuclear threshold. According to Lt Gen Kidwai, it makes war less likely and contributes to regional stability.

Implications of Asymmetry
There is a fundamental asymmetry in the positions of both countries unlike that between US and USSR during the Cold War. Therefore deterrence equations regarding stability need to be rewritten.

Five levels of conflict between India and Pakistan can be defined –

  1. sub-conventional war or attacks by terrorist groups that are based in Pakistan and have worked out a modus vivendi with the Pakistani authorities, as in the attack on Indian parliament in December 2001;
  2. sub-conventional war with a combination of regular troops, as in Kargil in spring of 1999; 
  3. conventional war below the nuclear threshold;
  4. conventional war escalated to the use of Tactical Nuclear Weapons; 
  5. full scale conflict with large scale use of nuclear weapons. 

All the crises referred to earlier have been caused by events falling in the first two categories above making it clear to the Indian side that possession of nuclear weapons will not deter such attacks. With each realisation, India has had to grapple with the concept of appropriate retaliation. The basic challenge for India is to prevent attacks falling in the first and second categories through a combination of deterrence and threat of punitive action. Each time, logical reflection has revealed that this cannot be achieved by taking a leaf out of Pakistan’s nuclear doctrine.

During the Kargil crisis, India used air power but exercised restraint in deploying it on the Indian side; further the Indian objective was to restore the ground positions to status quo ante. The Indian strategy was successful and the international community was supportive with the US playing a major role (13).

The terrorist attack on the Indian parliament in December 2001 was audacious and the Indian response of mobilising half a million soldiers on the border with Pakistan was guaranteed to attract international intervention, coming just a few months after 9/11 which had led to the US intervention in Afghanistan. It led to the expected outcome and beginning in 2003, the Line of Control went silent and cross border infiltration from Pakistan came down drastically. However, the deployment was a costly exercise in coercive diplomacy lasting nearly two years.

The weeks taken to deploy forces revealed another shortcoming leading to the idea of rapid deployment of integrated battle groups, captured in the catchy label of Cold Start. It was been officially denied, then revived as a pro-active conventional war strategy (14). Whether it can act as a deterrent remains doubtful but it certainly provided a ready justification to Pakistan for tactical nuclear weapons (TNWs). In doing so, Pakistan lowered the nuclear threshold and reduced the space available for India for a conventional riposte. Whether Pakistan has the systems for battle field management and escalation control in an evolving nuclear environment may be doubtful since this was a grey zone even for the US and USSR, but it has blurred the line between nuclear and conventional war. It further highlights the asymmetry between the postures of the two countries since the Indian doctrine is based on a high nuclear threshold with a clean firebreak.

The November 2008 attack in Mumbai by 10 LeT militants at multiple targets shocked India but was also a rude reminder of lack of kinetic options available to it. Further, it tilted the debate towards nuclear deterrence, quite unproductively. Western analysts, already unfamiliar with asymmetric nuclear dyads were now saddled with the additional challenge of thinking through nuclear deterrence with respect to non-state actors. India’s doctrine based on a credible minimum deterrent backed by no-first-use to serve the sole purpose of safeguarding from nuclear threats and attacks began to be questioned.

Another key difference with respect to the Cold War theorising is that both India and Pakistan make political use of the ‘nuclear flashpoint’ idea since it is a favourite for Western analysts and media. However, they use it for very different objectives. Pakistan uses it to highlight the centrality of the long-standing Kashmir dispute, hoping to catalyse some international involvement in pushing for its resolution. The idea of international involvement is anathema for India which highlights its commitment to bilateralism enshrined in the 1972 Simla Agreement. Further, it responds to the ‘nuclear flashpoint’ by highlighting Pakistan’s irresponsible behaviour of nuclear sabre rattling, Dr A Q Khan’s well documented proliferation activities and linkages of Pakistani ‘deep state’ with internationally proscribed outfits like LeT and JeM that have engaged in terrorist attacks in India. It also enables India to contrast its own responsible approach by highlighting its no-first-use doctrine and its exemplary non-proliferation credentials.

Debate Over India’s Deterrent
However, inability to prevent such attacks or engage in kinetic retaliation led to questioning of its nuclear doctrine. Deterrence is always a product of power and intent. Power is hard military capability and intent is political will. In India, questions about whether the thermonuclear test in 1998 was a fizzle re-emerged. DRDO’s lackadaisical progress towards operationalising the triad came up for unfavourable comparisons. Questioning of military capability was accompanied by questions regarding political will to undertake punitive strikes.

Together, both cast doubt on the credibility of India’s nuclear deterrent posture. This high decibel debate obfuscated the realisation that even a first-use policy could not have added to India’s kinetic options. Nevertheless, analysts pulled out the old Cold War deterrence playbooks and began to talk about limited war and escalation dominance. Some held up the example of Israel as a country that has dealt with terrorist attacks with firm and resolute political will. Neither example stands up to objective scrutiny. Israel’s adversaries are Hamas and Hizbollah and even repeated operations by Israeli military and intelligence services against them have at best yielded a stalemate that provides temporary respite. Secondly, Israel’s kinetic actions are not taken under a nuclear overhang and finally, Israel’s real time intelligence and surveillance capabilities are far superior to those of its adversaries.

Application of escalation dominance is even more unreal. The term gained currency during the 1960s as US strategic thinkers grappled with questions about the credibility of “massive retaliation” by unsure allies, covered under the extended deterrence nuclear umbrella. Flexible response sowed the seeds of nuclear warfighting by diluting the firebreak between nuclear and conventional weapons as strategists envisaged scenarios of nuclear war, often originating away from their homeland, under conditions of near parity with the USSR. Herman Kahn (15) explained 44 rungs on the nuclear escalation ladder whose only contribution in hindsight was to provide a more respectable label to the nuclear arms race. In later years, Kahn admitted that the key variable in escalation dominance is the ability of the adversary to take risk and absorb pain, neither of which is accurately predictable. Further, escalation dominance leads to counterforce which requires a new set of capabilities and damage limitation policies involving layered missile defences and civil defence preparedness, neither of which exist in India.

After the introduction of TNWs by Pakistan, questions are raised about the credibility of ‘massive retaliation’, the term used in India’s stated nuclear doctrine. Would India respond with ‘massive retaliation’ if an advancing Indian armoured column in Pakistani territory was stopped by Pakistan using a TNW? Former Foreign Secretary Shyam Saran sought to address it by pointing out that India made no distinction between tactical and strategic nuclear use because a nuclear exchange, once initiated, would escalate to strategic level (16).

The no-first-use policy was also questioned when Prime Minister Modi came to power in 2014 because the BJP’s election manifesto had promised to review India’s nuclear doctrine which was widely interpreted to mean the jettisoning of the no-first-use policy. However, Modi set all speculation at rest when before embarking on a visit to Japan in August that year, he described no-first-use as an enduring feature of India’s nuclear strategy and “a reflection of our cultural inheritance” (17).

In September 2016, four militants belonging to JeM launched a fedayeen style attack at an Indian army camp. Nineteen Indian soldiers were killed in a gunfight lasting a few hours. Eleven days later, India announced that It had launched surgical strikes against five terrorist launch pads across the Line of Control in Pakistan Occupied Kashmir killing a large number of terrorists. There was little evidence and the numbers killed varied between 50 and 150. Pakistan denied that any such attack had taken place and assured its citizens that Pakistan army was capable of thwarting any incursion by India across the Line of Control. The desire for kinetic action had been fulfilled and attention was diverted from the more serious issue of procedural lapses that had enabled the terrorists to gain access to the military camp. Attention was then devoted to ensuring Pakistan’s isolation; the SAARC summit was postponed at India’s behest and has not been held since.

The next major terrorist attack was on 14 February 2019 when an Indian fedayeen drove his explosive laden SUV into a CRPF convoy, killing 46. The attack was claimed by JeM. With national elections due in two months, kinetic retaliation was necessary. On 26 February, Indian pilots crossed into Pakistan to bomb a JeM training camp at Balakot in Khyber Pakhtunkhwa province. It was described as a ‘pre-emptive strike” on “non-military targets”, based on credible intelligence. Once again, there was little clarity about numbers killed or whether the aircraft had actually crossed into Pakistan or merely crossed the Line of Control. This time, Pakistan acknowledged the attack but asserted that there were no casualties as Indian bombs had missed the targets. The following morning, Pakistani jets mounted a counterstrike. Their ordinance not hit any military targets or cause casualties but in the dog-fight an Indian plane was downed and the pilot captured in Afghanistan. Rhetoric heightened and the international community intervened. US, Saudi and Emirati leaders claimed to have played a role in the Indian pilot’s quick release on 1 March. The Indian pilot was given a hero’s welcome on return and Pakistan received credit for having defused the situation.

What has Changed and What Hasn’t?

Modi has dispelled the notion that Pakistan’s TNWs will deter India from kinetic retaliation. Some retired military officers have recalled that the ‘surgical strikes’ after Uri were essentially shallow cross border operations that were undertaken in the past too but without fanfare. Certainly, Modi has changed that but the military authorities are understandably cautious and take care not to cross each other’s red lines. They also understand the limited military options available, given current capabilities on both sides though political rhetoric tends to amplify the magnitude of kinetic actions. For example, the messaging during Balakot that air strikes were not aimed at military targets or that it was pre-emptive indicates that officials are more restrained than what political rhetoric would indicate. In other words, nobody called anybody’s nuclear bluff as many strategic theorists would have us believe.

Pakistan had developed a comfort level with the notion that its TNWs were a deterrent that prevent India from retaliation. In doing so, it conflated retaliation with the idea of ‘limited war’ as visualised in NATO’s Cold War doctrines for European theatre. Not only are these outdated for the US in the Asia-Pacific theatre, these are even more irrelevant when applied to the Uri and Balakot events. Modi has ensured that henceforth any Indian government will undertake some kinetic retaliation while taking care that the Pakistani military does not perceive it as escalatory. Rhetoric will have a different and a shriller pitch driven by domestic politics.

What is instructive is that all the escalation scenarios whether predicting changes in Indian doctrine towards counterforce (18) or even a nuclear use, share the same story beginning. A terror strike by a Pakistan based group, Indian military action, Pakistani retaliation and then matters getting out of control to cross the nuclear threshold. It merits thought that such scenarios imply a tacit acceptance that Pakistan will continue to host such groups on its territory. This is not a situation which nuclear adversaries have faced earlier.

While it is a fact that there is an element of uncertainty in any conflict and the possibility of the unforeseen, the nuclear deterrence theories of the Cold War or the US-USSR arms control can hardly be the models for nuclear stability for understanding escalation dynamics in the asymmetric India-Pakistan context. Indian and Pakistan will have to find their own vocabulary which is not easy
since as pointed out, given Pakistan’s predilection to promote the nuclear flashpoint thesis; it likes to convey that its nuclear doctrine derives from NATO postures during the Cold War.

Finally, it is worth asking a counterfactual question. Had neither country possessed nuclear weapons, what kind of military action could India have contemplated after Uri or Balakot or Mumbai? After all, the wars India and Pakistan have fought have been limited wars, limited in terms of both objectives and duration, primarily on account of warfighting capabilities and also because of involvement of major powers. These realities which do not give India a decisive conventional superiority, still determine the nature and extent of Indian retaliation even under the nuclear shadow.

NOTES

  • 1. Feroz Khan, Eating Grass: The Making of the Pakistani Bomb (Stanford University Press, 2012)
  • 2 Raj Chengappa, Weapons of Peace: The Secret Story of India’s Quest to be a Nuclear Power (Harper Collins, 2000)
  • 3 Patricia Lewis, Heather Williams, Benoit Pelopidas and Sasan Aghlani, Too Close for Comfort (Chatham House April,2014)
  • 4 Robert Einhorn and Waheguru Pal Singh Sidhu, The Strategic Chain: Linking Pakistan, China, India and the United States (Brookings, 2017)
  • 5 John Lewis Gaddis, On Grand Strategy (Penguin Press, 2018)
  • 6 Bernard Brodie, The Absolute Weapon: Atomic Power and World Order (editor and contributor), Harcourt, 1946.
  • 7 Albert Wohlstetter, The Delicate Balance of Terror (P-1472, Rand Corporation)
  • 8 Robert S Norris and Hans M Kristenson, Global Nuclear Inventories 1945-2013 (Bulletin of Atomic Scientists 2013)
  • 9 Atal Bihari Vajpayee, Evolution of India’s Nuclear Policy (tabled in Lok Sabha on 27 May 1998)
  • 10 Prime Minister’s Office, Cabinet Committee on Security reviews Progress in Operationalising India’s Nuclear Doctrine (Press Release dated 4 January 2003)
  • 11 No. PR94/2011-ISPR (Press Release by ISPR dated 19 April 2011)
  • 12 Conversation with Lt Gen Khalid Kidwai (transcript from Carnegie Nuclear Policy Conference, 23 March 2015)
  • 13 Bruce Riedel, American Diplomacy and the 1999 Kargil Summit at Blair House (University of Pennsylvania, 2002)
  • 14 Walter Ladwig, A Cold Start for Hot Wars? The Indian Army’s New Limited War Doctrine (International Security Issue 32 (3), Winter 2007-08)
  • 15 Herman Kahn, On Escalation: Metaphors and Scenarios (Frederick A Prager, 1965)
  • 16 Shyam Saran, Is India’s Nuclear Deterrent Credible? (Speech at India Habitat Centre, Delhi on 24 April 2013)
  • 17 Rakesh Sood, Should India Revise its Nuclear Doctrine? (Policy Brief No 18, Asia Pacific Leadership Network, December 2014)
  • 18 Christopher Clary and Vipin Narang, India’s Counterforce Temptations (International Security Vol 43 No 3, Winter 2018/19)

A sneeze, a global cold and testing times for China

Published in The Hindu on 1st February, 2020

The Year of the Rat has begun on an inauspicious note for China. A new virus belonging to the Coronavirus family (now named 2019-nCoV) has claimed over 100 casualties and numbers infected has crossed 4500. On 25 January, President Xi Jinping convened a meeting of the top leadership to underline the seriousness of the outbreak which has assumed epidemic proportions in China. Chinese authorities have been directed to take whatever steps are needed on emergency footing to deal with “a grave public health crisis”. However, for President Xi, it is more than a public health crisis, it is a credibility challenge, with both domestic and global dimensions.

Wuhan – the epicentre
Ironically, the epicentre of the outbreak is the bustling town of Wuhan which also hosts a number of biotech enterprises. The virus is believed to have originated in the ‘wet market’ in Wuhan where dead and live animals including seafood are stocked in close proximity. The genome of the new virus has been compared to more than 200 coronaviruses which normally affect animals revealing that this possibly originated in a certain species of local snakes. The virus underwent a change and, in the process, developed a capability that enables it to bind to human cells.

Normally, coronaviruses is a large family of viruses that are often the source of respiratory infections, including the common cold. Majority of the viruses are common among animals and only a small number infect humans. Sometimes, an animal-based coronavirus mutates and successfully finds a human host. Rapid urbanisation forcing animals and humans into closer proximity (as in the ‘wet market’) creates a perfect petri dish from where such zoonotic outbreaks can originate.

The first official acknowledgement of a new virus outbreak in Wuhan came on 31 December after the first casualty was confirmed. During the past four weeks, the number of those infected and fatal casualties has climbed rapidly. Cases have been reported from different parts of China as well as Hong Kong; nearly fifty cases are reported from Thailand, Japan, South Korea, Taiwan, Australia, USA, France, Austria, Germany, Cambodia, Vietnam, Malaysia and Singapore, though no casualties yet. However, about 4000 Chinese from Wuhan are reported to be still abroad. For India, the most critical is cases being reported in Nepal since India and Nepal share an open border though so far, all tests undertaken in India have been negative. WHO has called it a health
emergency in China and refrained from describing it as a pandemic. The Director General of WHO Dr Ghebreyesus is in Beijing for talks to review the Chinese response to date.

Decoding the new virus
Initially, there was uncertainty about the mode of transmission but now it is clear that 2019-nCoV virus is passed from human to human via – air through coughing or sneezing, personal touching or contact, and also, contact with an object that may be hosting viral particles (such as a door handle) and transferring it ones nose or mouth. More significant is the new understanding that the virus is contagious even during incubation, that is even before a patient exhibits any symptoms. The incubation period can last up to a fortnight. This characteristic amplifies the transmissibility factor. It also explains the travel bans across China, and the literal isolation of Wuhan, a city of 11 million and Hubei province with a population of nearly 60 million.

For China, the timing of the outbreak could not be worse. The Chinese Lunar New Year began on 24 January and normally, it marks a week long holiday, marked by feasting and travel by large numbers to join their families for the celebrations. Undoubtedly, this movement contributed to the rapid transmission of the disease across China and to many countries before the Chinese authorities cracked down hard.

Holidays across the country have been extended by three days till 2nd February in an effort to stagger the returns. Starbucks and McDonalds have shut down their outlets in Hubei; in Shanghai, Disneyland and in Beijing, the Forbidden City is closed, and a number of temple celebrations have been called off to prevent large scale gatherings. In Shanghai, businesses have extended the holiday period till 10 February, except for supermarkets, medical suppliers and public utilities. Hong Kong has drastically cut travel between mainland and the city.

Can China cope?
Comparisons are being drawn SARS (Severe Acute Respiratory Syndrome) outbreak in 2002-03 which infected 8000 patients and claimed nearly 800 casualties. SARS is also a zoonotic case, part of the coronavirus family that jumped to humans from horseshoe bats. The first incidents were reported in Guangdong province in November 2002 but WHO was officially informed only after three months though mysterious flu outbreaks were being widely reported. It quickly became more than public health issue and later, the Chinese health authorities issued a public apology. It was the first case of a coronavirus family virus develop lethal pathogenicity together with high transmission. The global economic loss was estimated at between $30-100 billion.

This time, the Chinese government has been more open but the question being asked is, has it been open enough? The response mechanisms, especially in the early days evidently fell short, reflective the top down bureaucratic approach of the Chinese system. The system has kicked in now with the all-of-government approach which characterises the China model. This is embarrassing for ‘core leader’ President Xi, the author of ‘China’s rejuvenation’ who replaced Deng Xiaoping’s advice of ‘keep head down, hide your capability, bide your time’ with the mantra ‘demonstrate capability, assume responsibility and claim rightful place’ implying that China’s time has come. How China manages this challenge will be a test – demonstrating that the Chinese model can deliver when it comes to a crunch and that it is a responsible global player, no longer hesitant about engaging with the WHO. For SARS, it took 20 months from the genome sequencing to the first human trials; for 2019-nCoV, US authorities are working on a deadline of 90 days.

Learning right lessons
It provides an interesting contrast with how the Kerala government dealt with Nipah outbreak in May 2018. Nipah is also zoonotic and made the jump from fruit bats to humans. Though there were 17 deaths in May, effective quarantine measures by local authorities prevented the spread. It helped that health is a state subject. The local doctor took the initiative to contact the Manipal Centre for Viral Research which had worked in the northeast (where Nipah is more prevalent and a 2001 outbreak in Siliguri had claimed 49 lives) and had the diagnostic tools to identify the virus. The state heath machinery responded with alacrity. More than 2500 persons were put under observation. No new case was reported after 1 June and a month later Kerala was declared Nipah-free and travel restrictions were removed. Had the district and state authorities not taken the initiative and only reported matters to Delhi and awaited instructions while Delhi sent teams to prepare plans, the outbreak would have taken a higher toll.

Kerala managed to curtail the Nipah outbreak with few casualties. However, infectious diseases including of the zoonotic variety are on the rise in India. In addition, regions in India suffer from seasonal outbreaks of dengue, malaria and influenza strains. The nation-wide disease surveillance programme needs to be strengthened. There is an acute shortage of epidemiologists, microbiologists and entomologists which translates into wasteful delays in diagnostics. Given the growth potential of India’s biotech sector, it is time to put in place a robust public-private partnership model that can transform the health services sector in the country, covering disease surveillance, diagnostic kit availability and accelerated vaccine development.

Why France Is A Reliable Strategic Partner For India

Published in Hindustan Times on 20th January, 2020

Since the end of the Cold War, India has signed ‘Strategic Partnership’ agreements with more than thirty-five countries. Among the earliest was the one with France, signed in January 1998, during President Jacques Chirac’s visit to India. Last week, the strength of this partnership was in evidence at the UN Security Council when China sought to raise the subject of Kashmir in an informal, closed door session, originally convened to discuss the situation in Mali. France, supported by Russia and the US and other non-permanent members, led the move to block the Chinese initiative.

Roots of ‘strategic convergence’
India and France share a common trait of civilisational exceptionalism and after the Cold War ended, both countries were quick to espouse the virtues of multipolarity. French discomfort with a unipolar system was clear when French Foreign Minister Hubert Vedrine described USA as a hyperpuissance. Visualising the changing geopolitics with focus shirting from Euro-Atlantic to Asia-Pacific, France decided on India as its preferred partner in the Indian Ocean. Even before India’s nuclear tests in 1998, France declared that India’s exclusion from the global nuclear order was an anomaly that needed to be rectified. After the nuclear tests, France displayed an instinctual understanding of India’s security compulsions.

The strategic dialogue begun in 1998 has grown over the years to cover nuclear, space, defence, cyber security, intelligence sharing and counter-terrorism cooperation. Bilateral military exercises between the three Services, beginning with the navies in 2001, followed by the air forces in 2004 and the armies in 2011, have now became a regular feature. Cooperation in the space domain began in the 1960s with French assistance to set up the Indian launch facility at Sriharikota but languished in later years because of export controls. The dialogue helped restart this cooperation and ISRO and CNES now work on joint missions. After the US cut off nuclear fuel supplies for Tarapur in 1984, France became the fuel supplier. Following the Nuclear Suppliers Group waiver in 2008, India and France signed a civil nuclear cooperation agreement providing the framework for building the French EPR reactors in India.

Theatrics in the UNSC

Regarding Kashmir, France maintains that it is a bilateral issue between India and Pakistan and therefore does not merit discussion in the UN fora. China had first raised Kashmir at Pakistan’s behest in August, shortly after Article 370 was abrogated and the state of Jammu and Kashmir divided into two union territories. On 16th August last year, the UN Security Council held an informal closed-door session, the first time Kashmir had appeared on the agenda of the UNSC after 1965. India’s stand that the developments in Kashmir were an internal matter received considerable support. An attempt was made again by China in December to take up the issue but finessed by France and other countries.

Pakistan’s Foreign Minister Shah Mahmood Qureshi had addressed a fresh letter on Kashmir to the UNSC in January and this time China decided to introduce it into a previously scheduled meeting (convened to discuss the situation in Mali) under the agenda provision of ‘Any Other Items’. French
lead was quickly endorsed by the other permanent and a number of non- permanent members bringing the meeting to a closure. On that day, Foreign Minister Qureshi was in New York calling on the UN Secretary General Antonio Guterres.

The Chinese action coming after the informal summit between Prime Minister Modi and Chinese President Xi Jinping held in Mamallapuram in October makes it clear that China remains insensitive to India’s core concerns. The announcements on ‘strategic communications’, that differences do not become disputes and the plans of holding 70 major events in the two countries to mark 70 years of establishment of diplomatic relations are unlikely to put a gloss on growing differences over CPEC, BRI, Indo-Pacific, China’s veto on India’s membership of the NSG and attempts to block the listing of Masood Azhar as a terrorist.

Establishing a comfort level
A close strategic partnership with Russia was forged during the height of the Cold War and it has stood the test of time. Yet there are occasional murmurs in Moscow about India’s growing proximity to the US, particularly in the Quad (a grouping of Australia, Japan, US and India) which Foreign Minister Lavrov described as a ‘divisive concept’ last week at the Raisina Dialogue in Delhi. Delhi too has been blindsided by Russia’s new engagement with the Taliban and by extension, Pakistan.

The strategic partnership with the US is more recent but has developed strong roots with more than 50 bilateral dialogues covering all aspects of bilateral relations. Beginning from scratch just a decade ago, US has also emerged as a key defence supplier. Yet, it is clear that US has its own
interests in the region when it comes to Pakistan, Iran and its negotiations with Taliban.

The test for a strategic partnership is not that there must be convergence on all issues; the test is that where there are differences, these are expressed in private and not publicly. This is where the India-France strategic partnership, nurtured over two decades, demonstrates its resilience.

US – Iran Brinkmanship Threatens Regional Stability & Nuclear Order

Published in Korea Times on 29th January, 2020

The Iran nuclear deal, formally called Joint Comprehensive Plan Of Action (JCPOA) appears headed for an untimely demise as both US and Iran engage in competing strategies of ‘maximum pressure’ and ‘maximum resistance’ respectively. After protracted negotiations between the P-5, Germany, EU and Iran, the JCPOA was concluded in July 2015 and unanimously endorsed by the UN Security Council. Iran ended its uranium enrichment programme and accepted an intrusive verification regime implemented by the IAEA; in return, sanctions relief for Iran commenced four years ago on 17 January 2016.

President Trump had been critical of the JCPOA from the outset, not because Iran was cheating on its obligations but because JCPOA did not constrain Iran’s missile programme or its involvement in regional conflicts. In May 2018, US unilaterally withdrew from the JCPOA and as part of ‘maximum pressure’ strategy, imposed enhanced economic sanctions in the expectation that this would bring the Iranian regime back to the negotiating table or better still, bring about a regime collapse. Trump’s decision has been criticised by all other JCPOA parties; Europeans (France, Germany, UK and EU) promised Iran that they would set up a mechanism to mitigate the effect of sanctions but the Instrument for Supporting Trade Exchanges (INSTEX) has remained ineffective.

For a year, Iran continued to abide by the JCPOA. Since May 2019, it has taken a number of graduated steps every two months, diluting its commitments. On 8th May last year, Iran announced that it would no longer observe the stockpile limits of 130 kgs of Low Enriched Uranium and 300 MT of heavy water. In July, the enrichment limit of 3.67% was exceeded; in September Iran resumed work on advanced centrifuges and in November, it commenced enrichment work at the underground facility at Fordaw. The last announcement came on 5th January discarding the limit on the number of centrifuges to be operated. However, Iran has reiterated each time that it is still party to the JCPOA and each of these steps can be reversed if the JCPOA promised sanctions relief is restored.

Simultaneously, a series of incidents have raised tensions between Iran, US and its regional allies. There have been unclaimed attacks on commercial vessels in the Persian Gulf area. A missile attack on Aramco’s Abqaiq-Khurais facilities last September was claimed by the Houthis in Yemen though US and Saudi Arabia blame Iran for it. A US contractor was killed in end-December by an Iran backed Iraqi militia Kataib Hezbollah. US retaliated on 29th with air strikes killing two dozen Iraqi militia sparking anti-US protests in Baghdad and Tehran, with the protestors outside the US embassy reviving eerie memories of the 1979 siege. The killing of Maj Gen Qassim Soleimani (commander of the Quds force of the IRGC) and Kataib commander Abu Mahdi al-Muhandis in a US drone attack on 3 January significantly escalated tensions. Iran retaliated with missile strikes at two US bases in Iraq from where the drones had operated though there were no casualties reported, pausing the escalation cycle.

Iranian messaging has been at three levels – to its people that it will resist US pressures, to the Europeans that they need to make good on their assurances because Iran will not wait indefinitely, and to the US that new negotiations will not take place under sanctions pressure.

Amid reports that US officials had threatened European automobile sector with 25% tariffs, on 14 January France, Germany and UK invoked Article 36 (Dispute Resolution Mechanism) of JCPOA. This provides a finite time for resolution after which the matter goes to the UN Security Council leading to a snapback of sanctions. Iranian Foreign Minister Zarif called the European step a ‘strategic mistake’, reminding that Iran had invoked the mechanism in May 2018 when US unilaterally withdrew from JCPOA. On 20 January, he cautioned that if JCPOA issue came to the UNSC, Iran could consider quitting the nuclear Non-Proliferation Treaty (NPT).

Iran is a party to the NPT and has maintained that it is not seeking nuclear weapons and considers them un-Islamic and ‘haram’. The NPT is described as the cornerstone of the nuclear non proliferation order and all but four countries (India, Israel, Pakistan and North Korea which quit in 2003) are parties. The five-yearly review conference of the NPT is scheduled for April-May this year. P-5 countries have traditionally worked together to preserve their privileged status as nuclear-weapon-states in the NPT. Iran’s latest warning is a reminder that the nuclear non-proliferation order is shaky, partly because the P-5 have failed to deliver on their promises on nuclear disarmament, partly because US, Russia and China have ambitious nuclear modernisation programmes to make them more usable, and finally, because Trump’s policy of unilaterally discarding internationally negotiated instruments will create a backlash.

President Macron (France) and PM Abe (Japan) have attempted mediation but failed. Russia and China are happy to see growing trans-Atlantic differences. The continuing US-Iran brinkmanship not only destabilises West Asia but also jeopardises the nuclear non-proliferation order.